The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.
SRA Handbook
Application
Back to version 21Version 4 of the Handbook was published on 21/06/2012. For more information, please click 'History' Above
Rule 2: Application
- 2.1
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      These rules apply only to firms which are not regulated by the FSA. 
- 2.2
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      Where a firm is a licensed body, these rules apply only in respect of: - (a)
- (b)
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          any other legal activity; 
- (c)
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          any other activity in respect of which the licensed body is regulated pursuant to Part 5 of the LSA. 
 
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      Note - (i)
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          Any firm which undertakes regulated activities and cannot comply with the Part XX exemption must be authorised by the FSA and comply with the FSA's requirements.